Regulatory Compliance: Effectively Managing Your Regulatory Obligations Register

Struggling to understand what your organization needs to comply with?

Wasting too much time and resources scraping through regulations and building your obligation register? You’re not alone. Firms spend hundreds of hours mining regulations to understand what they need to comply with. They then have to repeat this process with every new change in regulation. The more products/services/regulators you have or the more regions you operate in, the more complex this becomes.

Speakers: Brian Clark, Founder and CEO, Ascent ; Marc van de Ven, Senior Solutions Engineer, LogicGate

Moderator: Dominick Campagna, Director, Solutions Engineering & Sales Enablement, LogicGate

Description:

In this webinar, we’ll walk you through regulatory compliance insights and best practices to save you time and resources. We’ll discuss why it’s more effective to start at the line level of regulation and determine your obligations from the bottom up, and we’ll walk you through how to set up a sustainable and repeatable process to do so. We’ll also walk you through the benefits of automation and how to decide on what you can and should automate. There are many different ways to look at the “compliance tech stack,” and we’ll discuss the most effective strategies.

Learning Objectives: 

• Understand the difference between “top down” and “bottom up” approach to understanding what requirements apply to you
• Evidencing compliance — how to evidence that you’ve been in compliance, especially during a pandemic when the labor force is spread out
• Rising Board concerns - how to balance budget with increasing compliance costs (how do you balance in-house staff, outsourcing, and technology?)
• Setting up a repeatable process around your compliance program to manage change & downstream impact