Financial Services organizations currently face one of the most complex regulatory and compliance environments, dealing with a web of international, federal, state and local laws and rules. Regulations can come from myriad of government agencies, including the OCC, Federal Reserve, CFPB, SEC, CFTC, and FINRA to name a few.
Ensuring full organizational compliance while also transforming how your business operates is a challenge that can only be solved with the right tools in place. LogicGate’s focus is helping financial institutions achieve high levels of compliance by ensuring that the right controls are in place. The LogicGate platform ensures that formally documented compliance processes are implemented and the effectiveness of corporate controls are sound.
Regulatory, Compliance, & Legal Solutions
in Financial Services
LogicGate | Regulatory Change Management
LogicGate | Enterprise Risk Management
LogicGate | Case Management
LogicGate | Incident Management
LogicGate | Policy Management
LogicGate | FCPA Compliance