SOX Control Testing Application

What is Sarbanes-Oxley (SOX)?

SOX is a federal law that sets requirements for public companies to protect investors from fraudulent financial reporting.

SOX Compliance on Risk Cloud

Risk Cloud™ is a cloud-based platform with a suite of pre-built Applications that transforms the way you manage GRC processes by combining expert-level content and service with easy, no-code technology.

Risk Cloud’s SOX Control Testing is a unique Application built to act as a repository for internal SOX controls and their related risks and relevant business processes. This Application scopes what internal controls are needed—such as financial, control tests, control deficiencies, and 404 Certifications—and your control testing conclusion can be determined.

Conduct Better SOX Controls Testing

Eliminate spreadsheets to streamline the management of your Internal Controls Over Financial Reporting (ICFR) and SOX programs
Collaborate with Control Owners to keep your documented ICFR data points up to date on your determined timeline
Store your business processes, SOX controls, and SOX Risks in a central location

Save Time with Streamlined SOX Tasks

Visualize your SOX compliance with built-in reports that give you control of granularity and summary levels
Automate control test and evidence gathering reminders to keep you on top of deadlines
Collect evidence requests and use the built-in workflow to assign, complete, and review all requests
Link completed evidence requests and future control tests to save on duplicate work

Connect Your Risk Processes Together

Build relationships between your business processes, controls, and risks
Leverage Risk Cloud’s Controls Repository for all Internal Controls Over Financial Reporting (ICFR) and any additional controls you use
Run control tests against your SOX repository and manage tasks and reviews for each control test
Gather and store evidence that can be referenced for future control tests

Related Applications

IT Risk Management

Risk Cloud’s IT Risk Management Application is built to streamline your processes that identify and capture critical information assets across your enterprise.

Controls Management

Our Controls Management Application assists organizations in assessing, evaluating, and remediating controls in-scope for the organization, all within one platform.

ISO 27001

Ensure your proprietary data, employee details, intellectual property and financial information are secure when working with vendors across your organization.