SOX Control Testing Application

What is Sarbanes-Oxley (SOX)?

SOX is a federal law that sets requirements for public companies to protect investors from fraudulent financial reporting.

SOX Compliance on Risk Cloud

Risk Cloud™ is a cloud-based platform with a suite of pre-built Applications that transforms the way you manage GRC processes by combining expert-level content and service with easy, no-code technology.

Risk Cloud’s SOX Control Testing is a unique Application built to act as a repository for internal SOX controls and their related risks and relevant business processes. This Application scopes what internal controls are needed—such as financial, control tests, control deficiencies, and 404 Certifications—and your control testing conclusion can be determined.

Conduct Better SOX Controls Testing

Conduct Better SOX Controls Testing

  • Eliminate spreadsheets to streamline the management of your Internal Controls Over Financial Reporting (ICFR) and SOX programs
  • Collaborate with Control Owners to keep your documented ICFR data points up to date on your determined timeline
  • Store your business processes, SOX controls, and SOX Risks in a central location

Save Time with Streamlined SOX Tasks

  • Visualize your SOX compliance with built-in reports that give you control of granularity and summary levels
  • Automate control test and evidence gathering reminders to keep you on top of deadlines
  • Collect evidence requests and use the built-in workflow to assign, complete, and review all requests
  • Link completed evidence requests and future control tests to save on duplicate work
Save Time with Streamlined SOX Tasks
Connect Your Risk Processes Together

Connect Your Risk Processes Together

  • Build relationships between your business processes, controls, and risks
  • Leverage Risk Cloud’s Controls Repository for all Internal Controls Over Financial Reporting (ICFR) and any additional controls you use
  • Run control tests against your SOX repository and manage tasks and reviews for each control test
  • Gather and store evidence that can be referenced for future control tests

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