Regulatory Exam Management Application

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Why Risk Cloud?

Risk Cloud® is a no-code risk and compliance platform that scales and adapts to your changing business needs and regulatory requirements. Connect the scope of each exam to internal documents, findings, and remediation activities to ensure exam readiness and reduce regulatory risk.

Simplify the Path to Regulatory Exam Readiness and Build Market Trust

The diversity and ever-changing scope of regulatory audits requires a centralized and agile approach to exam management.

Risk Cloud’s Regulatory Exam Management Application helps organizations meet regulatory obligations and effectively prepare for upcoming exams with connected data repositories, automated and configurable workflows, and real-time program insights.

Centralize Regulatory Exam Requirements, Automate Preparation Activities, and Accelerate Remediation

Create a program that scales with and across diverse exam processes, teams, and regulatory authorities to efficiently and effectively comply with regulatory requirements. Risk Cloud’s Regulatory Exam Management Application enables teams to:

  • Proactively prepare for regulatory exam requirements from authorities like FINRA, SEC, NCUA, OOC, and more
  • Pass your next exam with time-saving efficiencies and actionable exam-readiness insights
  • Quickly mitigate exam findings to avoid financial and reputational damages
Centralize Regulatory Exam Requirements, Automate Preparation Activities, and Accelerate Remediation
Proactively Prepare for Regulatory Exam Requirements from Authorities Like FINRA, SEC, NCUA, OOC, and More

Proactively Prepare for Regulatory Exam Requirements from Authorities Like FINRA, SEC, NCUA, OOC, and More

Keep pace with evolving regulatory requirements while minimizing redundant work with a single source of truth for detailing exam scope, requesting and storing documents, and remediating findings. Easily link relevant documents from the tools your team uses every day, like Google Drive, Microsoft 365, and Risk Cloud’s Policy and Procedure Management Application.

Pass Your Next Exam with Time-Saving Efficiencies and Actionable Exam-Readiness Insights

Quickly gauge exam readiness with real-time reports of in-progress exams and document requests. Accelerate progress and keep teams on track with automatic assignments, notifications, and deadline reminders. Improve external collaboration and ensure regulators have access to the most up-to-date information by sharing evidence via secure public forms.

Pass Your Next Exam with Time-Saving Efficiencies and Actionable Exam-Readiness Insights
Quickly Mitigate Exam Findings to Avoid Financial and Reputational Damages

Quickly Mitigate Exam Findings to Avoid Financial and Reputational Damages

Accelerate remediation of Matters Requiring Attention (MRA) and Matters Requiring Immediate Attention (MRIA) by connecting task owners with the information they need at the right time with pre-built workflows and role-based dashboards. Easily track open tasks by due date, average time to remediation, percent of closed findings, and more in real time.

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